Please note that all submissions to the site are subject to the wiki's licence, CC 4.0 BY-SA, as found here
Finra
Jump to navigation
Jump to search
Finra
| Basic information | |
|---|---|
| Founded | 2007 |
| Type | Public |
| Industry | Financial Regulator |
| Official website | https://www.finra.org |
FINRA is a self-regulatory organization responsible for supervising member broker-dealers under the oversight of the SEC[1].
FINRA online resources
References[edit | edit source]
- ↑ "FINRA" - finra.org
- ↑ "FINRA complaints" - finra.org
- ↑ "FINRA Disciplinary Actions Online" - finra.org